Apply for a License

FINNTE is committed to ensuring that financial professionals and institutions meet the highest standards of integrity, competence, and compliance. By applying for a FINNTE license, you demonstrate your dedication to ethical practices and gain the trust of investors and clients. Follow our step-by-step process to apply and become a licensed professional under FINNTE’s oversight.

Complete application form

Legal Business Name

Email Address

Phone Number

Mailing Address

Service Area

Indicate whether you are applying as an individual or on behalf of an organization.

Business Description

Years of Experience

Educational Background

Professional Certifications

Attach the following documents (in PDF, DOC, or JPG format, max 10MB each): Proof of qualifications (e.g., degree certificates, certification credentials). Resume or CV detailing professional experience. Background check authorization or criminal history disclosure (if applicable). Business registration documents (for institutions).

Compliance History

Acknowledgment of FINNTE Regulations

Check a box to confirm you have read and agree to comply with FINNTE’s regulatory guidelines and standards.

Application Fee Payment

Why Apply for a FINNTE License?

A FINNTE license is essential for operating legally and ethically in FINNTE-regulated markets, including trades, retirement, mutual funds, investment trusts, commodities, bonds, and financial planning. Benefits include:

Market Credibility: Demonstrate adherence to the highest regulatory standards, earning trust from clients and peers.
Investor Protection: Show your commitment to safeguarding the interests of those you serve.
Compliance Assurance: Stay aligned with FINNTE’s rigorous oversight and evolving regulations.

Our licensing process ensures only qualified professionals and institutions operate in the financial ecosystem, protecting market integrity.